A detailed explanation of the private equity fund license application and approval process and available resources for registered licenses

Tengbo International: Mr. Xie
Tengbo Headquarters: Shenzhen Futian Excellence Times Square
Company Branch: Second Floor, Area B, Vanke Enterprise Mansion Building, Qianhai, Shenzhen
Basic service content Company registration, industrial and commercial changes , financial audit agency, Guangdong and Hong Kong license plate application
Core service content Financial license application (transferable ready-made license): Fund sales license, application
Private equity fund license
Transfer
Village bank License, insurance brokerage license, insurance agent license, Internet small loan license/online small loan license, pawn shop license, third-party payment license (transfer)
Key service contents Financial investment shell company transfer: companies, asset management companies , fund management companies, Internet financial services companies, trust companies, financial leasing company transfers, commercial factoring companies, transferable comprehensive financial group companies
1. What is a private equity fund? Definition of private equity funds
According to Article 2 of the "Private Investment Fund Manager Registration and Fund Filing Measures", private investment funds refer to investment funds established by raising funds from qualified investors in a non-public manner, including assets owned by the fund. A company or limited partnership established for the purpose of investment activities managed by a manager or general partner. Its distinctive feature is that it raises funds in a non-public way, which is a major feature that distinguishes it from public funds. In addition, its classification standards for qualified investors are relatively high, stipulating that qualified investors should have the ability to identify risks and corresponding risk tolerance, and the amount invested in a single fund product should not be less than 10,000 yuan. It also requires The individual's financial assets are more than 10,000 yuan or the personal income in the past three years is not less than 10,000 yuan. The net assets of institutional investors shall not be less than 10,000 yuan.
2. To carry out fund business, a fund company must have a fund manager registration certificate and file for product issuance
According to Article 89 of the Securities Investment Fund Law, a fund company must serve as a fund manager for non-publicly raised funds. , shall perform registration procedures with the Fund Industry Association in accordance with regulations and submit basic information. According to Article 111, Item 7 of the Securities Investment Fund Law, the Fund Industry Association handles the registration and filing of non-publicly raised funds in accordance with the law.
3. Application process for private equity fund license
What we usually call a private equity fund license refers to the registration of fund managers. The China Asset Management Association is responsible for the registration and acceptance of fund companies and the issuance of registration certificates. After a fund company is established, in order to issue fund products in a formal manner, it must first register the fund manager, then file the fund product, and finally update the fund information.
Manager registration process: (after passing the registration, you can obtain a fund license)
, register an account, whether you are a member of the Fund Industry Association, fill in the member representative information, register the manager, fill in the basic information of the manager, association Processing (registration completed within 1 working day)
After the private equity investment fund managers complete the registration, the Asset Management Association will handle the corresponding membership procedures for managers who have not yet become members of the association. If one of the following three situations is found, registration will be suspended
, senior managers of the applicant institution are prohibited from holding office under the Company Law
, applicant institution, actual controller, senior managers have recently Those who have been subject to administrative penalties by financial regulatory agencies or are under investigation within the year, or who have been subject to major administrative penalties by the industrial and commercial or taxation departments in the past year, or who have other records of major breach of trust, or who have been banned from the market by the China Securities Regulatory Commission
, The registration information submitted by the applicant institution contains false records, misleading statements or major omissions.