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What are the requirements for applying for a fund sales license?

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area:Guangdong Shenzhen

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Tengbo International Business Co., Ltd.

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Product Details
Mr. Xie of Tengbo International
Company introduction: Founded in Shenzhen in 2015, headquartered in Shenzhen Futian Excellence Times Square
Basic services: Qianhai address registration, industrial and commercial registration changes, Guangdong and Hong Kong license plate applications, filings, various enterprises Business license qualification certification, acquisition and transfer of financial investment companies.
Key services: Financial filing and financial license application/transfer, mainly: private equity fund filing, private equity license application, private equity license transfer, Internet small loan (online small loan) license application, third-party payment license transfer, insurance brokerage license Application, application for insurance intermediary license, application for transfer of pawn shop license
Conditions and requirements for application for fund sales license
. It is a limited liability company, partnership established in accordance with the law, or other forms that comply with the provisions of the China Securities Regulatory Commission
.Have an organizational name, organizational structure and business scope that meet the regulations
.Registered capital or capital contribution shall not be less than 10,000 yuan, and must be paid-in monetary capital
.Shareholders of a limited liability company or partners of a partnership Comply with the provisions of these Measures
. No major changes have occurred that have affected or may affect the normal operation of the institution, or other major matters such as litigation or arbitration
. Senior managers have obtained fund professional qualifications and are familiar with fund sales business , and have more than 10 years of work experience in fund business or more than 30 years of work experience in other financial-related institutions
. The number of persons who have obtained fund professional qualifications is not less than 100,000. The "License for Operating Securities and Futures Business" ("Fund Sales Business Qualification Certificate") issued by Xiamen International B and the acquisition of the fund sales license mean that Xiamen International B has successfully deployed the agency fund sales business and opened up a broad market for intermediary business for public investors. space.
Fund agency sales is an important part of B’s intermediary business segment. Obtaining a fund sales license is the first step in fund agency sales. In recent years, intermediary income has continued to become an important part of the profits of major banks. Xiamen International B's acquisition of a fund sales license is of great significance to further enrich its product line, provide customers with more complete asset allocation solutions, and effectively increase intermediary business income. .
Xiamen International B Co., Ltd. (hereinafter referred to as Xiamen International B) was established in 2007. It is China's first Sino-foreign joint venture and is headquartered in Xiamen. The company completed the restructuring in 2016, from a limited liability company to a joint stock company, and from a Sino-foreign joint venture bank to a Chinese-funded commercial B.
Xiamen International Bank ranks among the strongest banks in the world and among the strongest financial institutions in China, and ranks among the top ten commercial banks in Chinese cities. As of the end of the year, total assets reached 100 million yuan, with an after-tax profit of 0.0 billion yuan for the year, and a non-performing loan rate of 0.0%.
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