Acting as agent for national private equity fund filing/fund company filing requirements, fund company transfer

According to the recent two special inspections by the China Securities Regulatory Commission, some private equity fund managers have weak compliance awareness and constant violations of laws and regulations. The private equity fund industry should take warning. Private equity fund managers with problems found during inspections should promptly rectify and implement them. Other private equity funds Fund managers should refer to the self-examination and self-correction activities to further investigate the key risks and hazards that may exist in the institution itself, strengthen the internal management of private equity institutions, strengthen awareness of law-abiding and compliance, and standardize the conduct of private equity fund business. The scope of self-examination and self-correction includes frequently occurring and recurring weak links such as public promotion and promotion, raising funds from unqualified investors, concurrently operating non-private equity fund business, as well as fund security and operational compliance. The self-examination activity period is from the date of issuance of this notice to the end of the month. After the self-examination is completed, the Association will regularly check the implementation and rectification status of relevant private equity fund managers. For private equity institutions that have serious self-examination problems, inadequate rectifications, repeated problems, new risks and new problems, etc., the Association will further take relevant measures. Self-discipline measures. If any violation of laws or regulations is suspected, the association will promptly transfer it to the regulatory authorities for handling.
Shenzhen private equity fund manager registration requirements and information
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Legal person executives (persons) must have a bachelor's degree or above, and have a fund practitioner qualification certificate
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Legal opinion issued by a law firm
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Social security list for senior executives
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Complying with the registered business scope
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Registered capital must be paid in full
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Office location certificate
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Audit report
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Financial statements